Catch up and watch our latest Professional & Regulatory webinar, presented live on 27 March 2024
Watch >> Defending accountants in Regulatory Proceedings | the FCA’s approved person Regime & the fit & proper person test
Watch Sarah Wood, Guy Micklewright & Matthew Corrie discussing defending accountants in regulatory proceedings, an overview of the FCA’s approved person regime and the application of the fit and proper person test.
Examining
- Acting for accountants facing regulatory proceedings
- Process and procedure
- Tactics and strategy
- Summary of the FCA’s approved person regime &
- Discussion of the application of the fit and proper person test.
Aimed at
- Solicitors, accountants, and financial services professionals.
Speakers
Sarah Wood is an experienced and highly accomplished barrister who specialises in Proceeds of Crime & Asset Forfeiture, Business Crime & Private Prosecutions. She is recognised in Chambers and Partners and The Legal 500. She won the Legal 500 2023 Financial Crime junior of the year Award.
Guy Micklewright is a specialist fitness to practise, disciplinary & regulatory barrister. He has practised in the area for 16 years, acting for both regulators & registrants. He is instructed in the most complex cases and is regularly instructed in appeals. He is ranked in Chambers and Partners and The Legal 500.
Matthew Corrie is a specialist fitness to practise, professional disciplinary & regulatory barrister. Matthew has considerable experience of proceedings at the accountancy regulators. He acts for both regulated professionals and regulators. He is ranked in The Legal 500 and Chambers & Partners.
